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Misconduct and Disciplinary Action: A Step by step Guide

Misconduct and Disciplinary Action: A Step by step Guide cover Free Resource
Process
Guidelines

Document updated: 15 Sep 2026

What the resource helps with

Unsure how to move forward with a conduct concern? Our roadmap guides you through the stages, from reviewing the allegation and investigating to a disciplinary hearing, outcome and appeal. It helps you consider the next step and keep the process fair and proportionate.

What's included

  • Initial checks, protective measures and suspension considerations
  • Investigation steps and deciding whether there is a case to answer
  • Formal meetings, outcomes and appeals, with signposting to further advice

When to Use the Resource

Use this roadmap when a conduct concern arises and you need to understand the steps before taking disciplinary action.