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Handle misconduct or disciplinary action

Concerned about an employee’s attitude or conduct?

Before taking disciplinary action, establish the facts and decide whether the issue is misconduct, performance or something else.

Resources to Help You Manage Misconduct

You are right to pause and make sure the concerns are handled fairly before reaching any conclusions. This HR Challenge will help you establish the facts, investigate the situation and decide whether formal disciplinary action may be appropriate.

Explore our practical guides, templates and tools to help you establish the facts, investigate the situation and decide whether formal disciplinary action may be appropriate.

Start Here

Misconduct and Disciplinary Action: A Step by step Roadmap

Not sure how to respond to a misconduct concern? Start with this roadmap. It takes you through the process in the right order, from assessing the initial concern and establishing the facts to holding a disciplinary meeting, deciding the outcome and managing an appeal.

Showing 11 resources

Free Resource
Process
Checklist

Before You Start a Disciplinary: Manager Checklist

A practical checklist for assessing a workplace concern before starting a formal disciplinary process.

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Perform
Toolkit

Disciplinary Investigation Toolkit

A detailed toolkit for planning, conducting and documenting a workplace disciplinary investigation.

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Process
Letter

Disciplinary Meeting Invitation Letter Template

A template letter for inviting an employee to a formal disciplinary hearing.

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Process
Script

Disciplinary Meeting Script for Managers

This script is designed to guide you through the disciplinary hearing, ensuring that all the necessary key points are covered. Use it as a framework to help you navigate the conversation, making sure each important step is addressed.

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Policies and Procedures
Policy

Disciplinary Policy and Procedure

A practical policy setting out how workplace conduct concerns and formal disciplinary matters should be managed.

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Process
Letter

First or Final Written Warning Letter

A template letter for confirming a first or final written warning following a disciplinary hearing.

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Process
Letter

Informal letter of concern - Minor Misconduct Template

A template letter for recording an informal discussion about a minor conduct concern.

Free Resource
Process
Guidelines

Poor Performance, Misconduct or Something Else? A Small Employer Decision Guide

A practical decision guide for identifying what may be behind a workplace performance or conduct concern.

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Process
Checklist

Preparing to Conduct a Disciplinary Meeting - Checklist

Use this checklist to assist you in your preparation to ensure you are fully prepared to carry out a disciplinary meeting.

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Process
Guidelines

Suspending an employee – When It Is (and Is Not) Appropriate

Practical guidance for deciding whether suspension is necessary and proportionate during a workplace investigation.

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Process
Policy

Unauthorised Absence (AWOL) Policy and Procedure

A practical policy for managing unexplained or unauthorised employee absence.

Need Expert HR Support?

If you're dealing with a misconduct issue or are unsure how to approach a disciplinary process, our HR consultants can guide you through each stage.